Like SCORES Launched by SEBI, Soon All the Recognized Exchanges and Depositories are likely to launched their own Online Web based Complaints Redressal System. In line with the Scores, Their system will enable investors to lodge and follow up their complaints and track the status of redressal of such complaints from anywhere, all Recognized Stock […]
SEBI Modifies Cyber Security and Cyber resilience framework for QRTAs The Securities and Exchange Board of India (SEBI) has modified the Cyber Security and Cyber Resilience Framework for QRTAs vide Circular No.: SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/73 dated 27.05.20222. 1. SEBI vide circular SEBI/HO/MIRSD/CIR/P/2017/100 dated September 08, 2017 prescribed framework for Cyber Security and Cyber Resilience for Qualified Registrars to an […]
The Securities and Exchange Board of India (SEBI) has issued a circular regarding Framework for operationalizing the Gold Exchange in India. Sub: Framework for operationalizing the Gold Exchange in India 1. SEBI Board in its meeting held on September 28, 2021 approved the framework for Gold Exchange and SEBI (Vault Managers) Regulations, 2021 2. Government […]
The Securities and Exchange Board of India (SEBI) has issued a circular regarding Related Party Transactions -Disclosure obligations of high value debt listed entities. Subject: Disclosure obligations of listed entities in relation to Related Party Transactions 1. Vide notification dated September 07, 2021, Regulation 15(1A) of the SEBI (Listing Obligations and Disclosure Requirements), Regulations 2015 […]
The Securities and Exchange Board of India (SEBI) has issued Investment Advisory Services for Accredited Investors. ToAll Investment Advisers Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advisers) Regulations, 2013 (“IA Regulations”) notified on August 03, 2021 (available at link), read with the Circular dated August 26, 2021 inter-alia introduced […]